To view the diacritics on this page, you must install the Indic Times font on your machine and have a browser capable of displaying the Unicode (utf-8) character set.
Obtain a paginated version of this article (coming soon)
ISSN 1076-9005 Volume 10 2003
From Vulnerability to Virtuosity:
Buddhist Reflections on Responding to Terrorism and Tragedy
By Peter D. Hershock
East-West Center
Asian Studies Development Program
Honolulu, Hawaii
HershocP@EastWestCenter.org
We are all
vulnerable. For many of us, both in the United States and elsewhere, it was
only as the morning of September 11, 2001, unfolded with relentless and surreal
force that we were stunned into a collective realization of this basic truth.
We had already known, with the certainty born of firsthand experience, that we
are individually liable to having accidents. We had known that we are all
subject to apparently tragic turns of events—subject to the ignoble onset of
illness or old age, the loss of children, the shattering of our homes. What we
had not known—and fully believed—is that our entire way of life could be
summarily, and perhaps sadistically, undone. What struck us on September 11
with the irresistible and irreversible force of revelation was that the common
ground of our secure and sane coexistence could be torn out from beneath our
feet and laid utter waste. We are all vulnerable.
Here, I want to
reflect on how we—both privately and publicly—have been responding to the
horrific events of September 11. The declared war on terrorism—a central part
of our public response—has not ended, but has instead spread and intensified.
Along with this, our "enemies" have multiplied. Parents, sons, and
daughters continue to be killed, sacrificed singly or in small groups, by the
dozens, or—as in Bali on October 12, 2002—by the hundreds. My intention is
not to analyze the complex geopolitics of the "war on terror."
Neither is it to critically assess either specific policy decisions or their
effects on the quality of daily life and civil liberties. Instead, I want to
offer some general observations about terrorism and tragedy and then, from a
Buddhist perspective, to begin reflecting on our broad strategies for
responding to them and to the realization of our individual and collective
vulnerability.
My purpose is
to make clear that our prevailing strategies—especially at the public level,
and in spite of their rationality and adamant realism—have been largely
chimerical ones aimed at cultivating invincibility. Although they might afford
short-term solutions for some aspects of the overall problem of terrorism, they
are not finally sufficient or sustainable. Indeed, to the extent that they are,
in their own terms, successful, they will ironically only make matters worse.
In their place, we would do well to consider committing ourselves to the much
longer-term aim of cultivating virtuosity—a capacity, not for unlimited
control, but for freely contributing to the welfare of others.
Some General Observations on the Meaning of Terrorism
and Tragedy
In today's
media and in both popular and political discourse, the word terrorism is most often used to denote something like
"irrational acts of calculated violence, consciously and callously
perpetrated on innocent people." In addition to being quite common, such a
description of terrorism is also oddly inconsistent. It is hard to imagine,
after all, how literally irrational acts can also (and quite necessarily) be
calculated. However, aside from its liability to philosophical hair-splitting,
this common view of terrorism unhelpfully diverts attention solely to the
horrific actions undertaken by terrorists and away from their intentions.
Terrorism is
both etymologically and literally rooted in terror. It consists of acts
undertaken with brutal adherence to the dictates of rational choice, the
desired outcome of which is debilitating fear. Such acts are not undertaken in
a vacuum. Terrorism marks an extreme manifestation of conflict between actors
of very different scale—actors who have failed to establish any usefully
shared sense of a common ground for addressing chronically troubling
differences in norms and values. It is never the first response to normative
tensions. Terrorism arises through the experience of utter frustration with respect
to even the possibility of negotiating a
mutually satisfying direction or meaning for situational transformation. Where
the actors involved are of similar scales—for example, if both are
well-established nation-states with clearly defined institutional structures
and histories—such normative impasse has tended to result in war of either
the cold or hot variety. It is only when the scale of the actors is
sufficiently different for direct confrontation to not be a viable option that
terrorism arises. In this case, the actor least likely to survive direct
confrontation and most likely bearing galling witness to the overwriting of its
own norms and values by the actor of greater scale finally feels compelled to
drop the pretence of cooperation. In a rational and yet shamelessly violent
attempt to further its own ends, this actor tries to produce conditions ripe
for meaningful and desirable change. This is not done by directly dismantling
the other's institutions, but by inoculating the other with fear.
There is thus
some truth in the corollary popular association of terrorism with threats to
democracy. Terrorism marks a refusal to respect widely accepted norms for
intercommunal relations, and thus a refusal to participate in the consensual
ordering of the relational commons. Terrorist acts aim, instead, at fostering
disorder in and among nations, ethnic groups, religious communities, and so on.
Because of their relatively small scale, such acts are not able to effect any direct and broad destabilization
in the targeted community. In spite of their grievous consequences for those
directly victimized, in strictly factual terms, acts of terrorism are
strategically barren. The crashing of a plane, the sinking of a ship, the
explosion of a car bomb, the destruction of an embassy building, and the loss
of life associated with them—these cannot bring an entire people to its
knees. Nor can they directly destabilize a targeted nation or global system of
order.
Without pushing
the analogy too far, terrorist acts can be seen as successfully destabilizing
in much the same way that viral infections are. The tiny beings communicated
into a human body by a mosquito bite or by eating spoiled food, in and of
themselves, could not cause a single hair to move on that body. Once inside the
body, however, and given certain conditions, they are able to so profoundly
disturb the body's organic order that it collapses in malignant exhaustion
lasting days or even weeks. If the infection is severe enough, the body cannot
carry out any of its normal activities, take in nourishment, or effectively
rest. In the worst case, destabilized and debilitated beyond the point of
recovery, it succumbs and dies.
Fear violates
the naturally open process of being human that is seen with such endearing
evidence in babies and small children—an utter readiness to explore and
literally incorporate things, to make them a part of ourselves. Fear brings
about a defensive recoil from our situation—an effective closing of our
borders. At the most intimately personal level, this process can be observed in
what happens with infants left in a room full of strangers. As soon as the
absence of mother and father is noted, infants stop exploring and playing.
Crying out for their parents' return and attention, frantic at first with the
sense of abandonment, they finally lapse into inconsolable sobbing. Should a
nearby adult attempt to assuage the pain of separation, he or she is either
rejected outright and pushed away or tolerated with the pained indifference that
comes when one thing—and one thing only—will make a difference: the
restoration of parental attention. The infant's normally open consciousness has
collapsed into a desolate singularity of lost presence.
At the public
level, the experience of fear is most commonly caused by a threat to national
integrity or a community's overall way of life. As with the terror-stricken
infant, this leads to a closing off borders, a collapse of horizons of
relevance, a desperate inattention to nuance and detail, a lashing out at
suspected or real enemies, and a refusal to acknowledge any still present
common good. As witnessed in the exercise of extreme political unilateralism,
fear is capable of systematically undermining the basis of truly open societies
and relations among them. As so poignantly stated by the Burmese democracy
advocate, Aung San Suu Kyi, democracy is "freedom from fear."(1) A terrorized population—whether by a diffuse
organization like al Qaeda or a repressively authoritarian central government—is
incapable of undertaking and sustaining democratic processes. It is a morally
paralyzed body politic in frightful danger of dissolving into autonomous and
narrowly self-serving constituent parts.
The
individually experienced consequences of terrorist acts are generally deemed
tragic. So, I would argue, should the paralysis of the body politic that occurs
when whole populations are effectively terrorized. However, to deem events and
their consequences "tragic" is not simply to add an emotional
intensifier to their brute factuality. It is to say of them that they should
never have happened and yet could not have happened otherwise. Tragedy takes
place in the peculiar world region lying at the intersection of the positive
moral space of what ought to happen and
the negative factual space of what could not happen—a place where the moral and the ontological come
into explicit conflict. In tragedy, ought no longer implies can.
The etymology
of the word itself brings this peculiar space into surprisingly sharp focus.
Tragedy can be traced back to the Greek tragoidia—a compound word placing together goat (tragos) and song (oide). Granted that the term was very early used for a type of dramatic
performance centered on the fateful interactions of human beings and the gods
of Olympus, this would seem a rather strange set of roots. With a bit of
imaginative license, however, a term meaning an "ode sung for a goat"
would be an appropriate coining for just such a performance. The goat in
question was not, it would seem, just any hillside forager, but rather a
sacrificial animal offered as a way of putting right a human-divine
relationship that had gone profoundly astray.
Such animals,
and the human characters upon whom tragic Greek dramas pivoted, were themselves
essentially innocent of wrongdoing. If anything, their only fault lay in being
in precisely the wrong place at just the right time for being drafted into
service as a means to the end of a reestablished cosmic harmony. Sacrificial
goats and tragic heroes alike share the fortune of being subject to fates and
forces lying utterly beyond their control. In tragedies, we are caught up in a
current of events that we could not have anticipated—one that sweeps us
inexorably along in a dramatic turn of things for the worse.
Together,
terror and tragedy seem almost to force us into shrinking away from freely
engaging our situation and being responsible to and for it. This seems
understandable, even quite reasonable. It is not uncommon for the terrified and
tragically afflicted to simply shut down in a state of shock that is usually
(but not always) temporary. Often, such traumatic withdrawal is taken to be a
natural and even necessary part of the healing process—a way of consolidating
our resources, regrouping, finding within ourselves the means of becoming
freely whole again.
The idea that
personal wholeness and a sense of sound identity might result from withdrawal
and what often amounts to a refusal of intimacy is very much culturally
freighted. It reveals a bias for constructing personhood in terms that are
predominantly individualistic and essentialist rather than thoroughly
relational. Still, even in cultures where persons are understood as complex
patterns of relationship, traumatic withdrawal does occur. In such contexts,
the healing process is perhaps more often understood as taking place with
reintegration into the situation as a whole, rather than as something that took
place inside the afflicted person during their retreat. Either way, however, it
remains true that pulling back from full intimacy with our situation involves
closing ourselves off in some degree from our environment and those with whom
we share it. In effect, this is dramatically impoverishing. It is to cut
ourselves off from others' contributions to the meaning—and not just the bare
facts—of who we are and might become.
This is
especially apparent in the worst cases of traumatic withdrawal, where the
interruption of normal relations is nearly total. However, all instances of
terror and tragic withdrawal bring about an impoverishing break in our normal
pattern of sustaining relationships. When our fear is of sufficiently low
intensity and where our sense of tragedy is less severe, we may more literally
retreat—running out on what we perceive to be a troubling and potentially
avoidable situation. Whether our escape is internal or external, however, it
constitutes a manifest objection that blocks out both what is threatening and
what is potentially a crucial contribution to our own welfare. Anyone who has
had the experience of approaching a terrified infant or child with every
intention of helping only to be pushed aside as irrelevant or threatening knows
quite well the degree to which fear can block situational contribution to one's
welfare. A terrified infant has eyes only for mother or father. When
communities or nations close their borders in self-protective withdrawal, they
become no less blinded.
Pulling away
from our situation, contracting upon ourselves, has the effect of concentrating
present qualities of attention and relationship. A graphic analogy can be made
with the effect of reversing the spread of an indigo dye uniformly distributed
in a body of water. As the reversal takes place, the colored area in the body
of water becomes progressively smaller and more intensely blue. Likewise, for
the terror and tragedy stricken, characteristic qualities of attention and
patterns of relationship become both smaller in scope and more concentrated.
Especially as fear, suspicion, and anger intensify, the potential for explosive
reactions increases—the potential for lashing out in almost incandescent
objection to how things are.
Terror and
tragedy are thus conducive to reproducing and intensifying the conditions of
conflict. The more we are subject to fear, the more there is to which we object
as threatening. The more we experience ourselves as subject to intractable
forces and fate, the more we are inclined to curl in upon ourselves in
protective isolation and forfeit responsibility for changing the meaning of our
situation and the relationships constitutive of it. Together, terror and
tragedy bring about a collapse of our customary horizons for relevance,
responsibility, and readiness—that is, a profound shrinking of the horizons
within which we are willing and able to admit things as relevant, as our
responsibility, and as rightly provocative of our readiness for fully engaged
action. Ironically, such a "protective" contraction of horizons does
not finally lead toward invulnerability, but its opposite.
The Trouble with Terror and Tragedy: A Buddhist
Perspective
These general
points can be sharpened by appealing to a broadly Buddhist perspective on
terror and tragedy as particular expressions of trouble or suffering (dukkha). During his years as a teacher traveling throughout
north India, the Buddha was often asked what was distinctive about his
teachings and how they compared with other current systems of thought and
practice, both secular and sacred. Often, he would claim that his was a simple
teaching, comprising only four basic insights or truths: this, our present
situation, is troubled; trouble arises because of particular patterns of
relationship; these patterns can be dissolved; and, there is a way or practice
for doing so. The thousands of pages of recorded talks and conversations
attributed to the Buddha can be seen as extended, audience-specific variations
on these four insights.(2)
The first of
these so-called noble truths does not cry out for immediate, intuitive
affirmation. In fact, the specific phrasing used by the Buddha that "all
this is troubled/troubling (dukkha)"
defies either purely subjective or purely objective understanding. The word dukkha itself covers a great deal of semantic territory,
referring to a state of affairs like that experienced when riding in a cart
with wheels that have had their axle holes drilled off-center. No matter how
smooth the road apparently is, the ride is always unexpectedly bumpy.
Although it is
often translated by the English word suffering, dukkha's range of meaning is much broader and not necessarily
so resolutely psychological. This is crucial in making sense of the claim that
"all this is dukkha."
If understood in purely subjective terms, it is at least some of the time not
true at all. Just after eating a fine meal, after watching a son or daughter
graduate with honors, after making passionately satisfying love—in what sense
can we say that such situations are troubled or evidence suffering? Likewise,
in purely objective terms, it is hard to see in what way having your dreams
come true could be troubling.
By using the
indexical term this in framing his first
noble truth, the Buddha effectively insisted that we resist the tendency to
believe that if I am okay then you must be okay. It is an injunction to discern
how it is that, in our present situation, whatever it is and no matter how
pleasantly we may be disposed within it, there are troubling currents. While
the fast-food burger just consumed does put an end to the minor suffering of
hunger pains, the situation looks rather different from the perspective of the
cow slaughtered to make the beef patty or to the subsistence farmers in Central
America whose lands have been converted to cattle grazing to meet the needs of
the global economy.
It is also to
insist that trouble or suffering is always unique. It may arise through a
general, interlocking set of conditions, similar for all sentient beings.
However, like fingerprints arising through analogously general sets of causal
conditions, each actual instance of suffering or trouble is finally unlike any
other. The importance of this realization is that while it is possible—and
often very instructive—to craft universal solutions for human suffering and
conflict, they can only solve equally universal problems. Our own sufferings
and troubles, unfortunately, are always particular. We never suffer from the
untimely loss of a family member, but—to take a particularly tragic
example—from the utterly senseless shooting of our fifteen-year-old daughter
by a pathologically confused classmate as she went from math class to history.
Because no two instances of human suffering or trouble are precisely identical,
truly workable solutions must be improvised.
The Buddha
referred to his teachings as a Middle Path, stating that "is and is-not
are the twin barbs on which all humankind is impaled."(3) Failing to realize and respond in accord with the
interdependence obtaining among things is the root condition for all trouble,
suffering, and conflict. The second, third, and fourth truths provide general
guidance in deepening our capacity to skillfully redress this failing. The
primary teaching device for deepening insight into interdependence is the
twelve-fold chain of interdependent origination, of which three links are
traditionally regarded as crucial: ignorance, habit formations, and craving
desires. In keeping with the Buddha's description of his transforming insight
into interdependence as like coming across a "long lost city, overgrown by
dense jungle,"(4) ignorance, habit formations,
and craving desires can be seen as the root, trunk, and fruit of dukkha.
In a Buddhist sense, ignorance is closely linked with the
so-called conceit that "I am"—the conceit that we are each
independently existing beings. The English word existence derives from Latin roots meaning to "stand
apart from" and neatly captures the arrogance inherent to claims of
independence. We can consistently imagine ourselves to exist in a literal sense
as fully autonomous individuals only through ignoring our common ground. By
excluding the middle between what I am and what I am-not, it is
possible to experience my separateness from others as a "natural"
fact. However, insofar as trouble or suffering arises through particular
patterns of interdependent relationships, it is also to ignore the sources or
origin of trouble or suffering. In short, it is to render ourselves vulnerable.
To the extent that we experience ourselves as existing in this literal sense,
trouble will always seem to take us by surprise.
Especially in
Mahayana Buddhist traditions, insight into the interdependence among all things
entails insight into their emptiness. Far from being a nihilistic insight into
the ultimate vacuity of all things, the Buddhist realization of emptiness is a
realization of the mutual relevance of all things—the constitutive or
creative nature of differences.(5) Mere
coexistence, regardless of how secure it may be, effectively involves a denial
of emptiness. It means ignoring the ongoing and dynamic presence of differences
that truly make a difference. It is the collapse of the space within which each
thing contributes to the welfare of all others. At the same time, it is birth
into an inherently tragic space in which there is no clear correlation
between our efforts and actions and their ultimately experienced consequences.
In such a space, we find it increasingly easy to believe that nothing really
makes a difference—in particular, we
do not and perhaps cannot really make a difference.
There would
seem to be no experience more liable to generate depression, frustration, and
anger. Such emotions, though surely "functional" and
"natural" in terms of evolutionary science, have been the object of
consistent and careful critical regard in Buddhist traditions. As situational
energies—that is, as expressions of both force and direction—they reflect a
breakdown of consensual meaning. They stand as evidence of a basic normative
conflict—a failure to realize patterns of relationship that are experienced
by all involved as mutually beneficial and conducive to meaningful and
sustainable situational (and not just merely individual) welfare. When subject
to the kind of contraction and concentration mentioned above, such emotions are
sources of explosive internal conflict. But to extend the dye analogy, their
situational concentration is no less problematic or potentially explosive:
whether the dyes (Pali: kilesa;
Sanskrit: kleśa)
of anger and hatred are concentrated through fearful recoil from a situation or
in conflicting and adamant expressions of existence within it, the result is an
intensification of qualities of relationship or interdependence that are
profoundly divisive and conducive to suffering.
The practices
summarized in the fourth noble truth or Eightfold Path provide a systematic
method for actively breaking down the conceit of existence and a skillful
realization of the interdependence of all things. It is a path toward
dramatically enhancing our capacity for improvising shifts in the direction of our situation away from trouble, conflict, and
suffering, toward their sustained and meaningful resolution. Traditionally,
this path has been represented as having three dimensions corresponding to the
three crucial links in the pattern of conditions giving rise to trouble or
suffering—their specific contraries or antidotes. These are the cultivation
of wisdom, attentive virtuosity, and moral clarity.(6)
From a Buddhist
perspective, although they are in many ways unique, terror and tragedy are
nevertheless instances of the broader problem of dukkha. As with all forms of trouble or suffering, they arise
through patterns of relationship that have gone awry. Terrorism and the
tragedies resulting from it have their roots specifically in conflicted
patterns of change and violent objections to them. In this way, they differ in
distinctive ways from the kinds of suffering that are rooted, for example, in
the compulsive satisfaction of lust.
Three primary,
sponsoring conditions of conflict and violence were frequently identified in
the Buddha's discourses. The first is claiming that "this is true, all
else is false"—asserting, in effect, that reality does not admit of
second (or third) opinions and that the admission of multiple meanings or
diverse perspectives on a given matter is an admission of ignorance if not evil
in the broad sense of the term.(7) The world
is not ambiguous. It is not an ongoing, shared improvisation. Things are truly
either this or that. In between, and in any act of combination, there is
only falsehood.
The second key
condition has to do with strategies for resolving the kinds of difference that
arise when two or more parties take opposing stands on matters of fact and
meaning. Conflict and violence ensue whenever such differences are resolved in
ways that lead to some winning while others lose.(8) Victory confirms the existence of disparate
selves—those vindicated by the conflict and those vanquished. It refracts
patterns of interdependence into apparent patterns of independence and
dependence. Victory is thus conducive to anger, hatred, jealousy, and
dejection. The defeated live in pain, in fear, and all too often in hope of
revenge.
Finally, the
Buddha identified disparaging and extolling individuals as conducive to
conflict and as blocking access to and movement on the Middle Path. In the Aranavibhanga
Sutta, for example, he instructs a group of
students to avoid making such claims as "all those who practice in such
and such a way have entered onto a wrongful path" and "all those who
practice in such and such a way have entered onto a rightful path."(9) Both
claims, apparently offering concrete examples of wrong and right conduct,
implicitly establish sets of practices and practitioners as pairs of opposites.
This seems to be a very clear way of making a useful distinction. Nevertheless,
in actuality, "anger, confusion and dishonesty arise when things are set
in pairs as opposites."(10) His
alternative is to talk about practices in terms of patterns of relationship and
to identify which patterns are conducive to suffering, vexation, despair, and
feverishness, and which are conducive to their dissolution. This not only
undercuts the tendency to talk about individual people as "good" and
"right" or "evil" and "wrong," it also undercuts
the association of good and ill consequences with such individuals. Instead,
the stress is placed on how qualities of relationship vary according to
different practices.
If ignorance of
the interdependence among all things is the root of suffering or trouble, then
relational contraction—the "natural" response to fear and to the
tragically unanticipated and uncontrollable turn of events for the worse—is a
mistake. It is the hardened trunk and branches of suffering—the consolidation
of rigid and habitual patterns of attention and relationship. Securing our own
existence, to the extent that it succeeds, is literally to place ourselves in
want because it marks a denial of the emptiness or mutual relevance of all
things. To the degree that we effectively stand apart from others, they cannot
nourish us. Existence is thus inseparable from the experience of craving
desires.
Closing
borders—personal or national—fosters conditions for continued and
intensifying trouble and suffering. Importantly, this is true even if it leads
to apparent victory. Likewise, it is not skillful to talk of mounting a
"war on terrorism" and aiming to destroy the individual people,
groups, and national bodies constituting a global "axis of evil."
Thus specifying "enemy" practices and peoples may be appealing in
many ways, but it generates only more anger, confusion, and despair. Its
ultimate fruit is not truly sustainable peace, but rather still more intense
and extensive conflict.
A Buddhist Alternative
The general outlines of a Buddhist alternative can be
sketched by looking at the core Buddhist practices associated with cultivating
wisdom, attentive virtuosity, and moral clarity.
Broadly
speaking, Buddhist wisdom consists of skillful insight into how things have come to be as they have, and implies a
keenly attuned capacity for revising the meaning of situations that have gone
astray. Among the teachings most closely associated with cultivating wisdom in
virtually all Buddhist traditions is the teaching of the three marks: for the
purpose of dissolving the conditions of suffering, one should see all things as troubled, impermanent, and without any abiding self
or essence.
Although it is
often represented as "deconstructive" in nature, the teaching of the
three marks is carefully phrased as an injunction to practices that bring about
profoundly constructive insights, especially when undertaken systematically.
For our present purposes, perhaps the most crucial is the realization that no
situation—regardless of how hopelessly conflicted it appears to be—is
finally intractable. Indeed, seeing all things as impermanent is to see that
change is always already taking place. The question is not whether change is
possible, but in what direction should
it proceed? Because there are no such things as permanent selves or essences,
all situations are open to meaningful revision or redirection. Finally, seeing
all things as troubled is to resist the tendency to believe that if things are
okay for me or for us, then they must be okay for everyone. It is also an
exercise in refusing to see the end of conflict as a state of affairs arrived
at once-and-for-all. Dissolving the conditions of suffering or conflict is not
a one-time affair, but an ongoing, always improvised activity. Thus, especially
in the Mahayana Buddhist traditions in which a strongly social sensibility is
expressed, wisdom is associated with the development of unlimited upaya or skillful means.
From the
foregoing, it should be clear that Buddhist wisdom rests on a capacity for
increasingly flexible and subtly attuned responsiveness. Training for insight
into the interdependence of all things has thus always been strongly associated
with meditative discipline or attention training. At times—as in the Chan
Buddhist tradition—they have even been claimed inseparable. In much the same
way that stretching and yoga are most effective in developing a supple body
when practiced intensely and with unwavering commitment, Buddhist meditation
and attention training are said to build a capacity for clearly focused and
concentrated awareness that results in supple and finely attuned qualities of
relationship. That is, meditative discipline and attention training undermine
the habit formations that constrain our capacity for situational response,
while at the same time building a capacity for situational attunement.
Attention
implies attending or a capacity for caring response to the needs of the situation.
Indeed, because consciousness is understood in Buddhist terms as a quality of
relationship between a sensing being and a sensed environment—and not, that
is, as a property of an individual organism—meditative discipline and
attention training are best understood as directed toward the realization of
relational virtuosity. Thus, truly enlightening beings are said to demonstrate
unlimited skill-in-means in responding to the needs of the situations in which
they find themselves. To return to the metaphor of the neglected city of
interdependence overgrown by dense forest, attentive virtuosity clears the
great highways connecting the city with all other parts of the realm—in
Buddhist tradition: the four immeasurables,
or divine forms of abiding, known as compassion, loving kindness, equanimity,
and joy in the good fortune of others.(11)
A capacity for
flexible and profoundly attuned attention is, of course, no guarantee an
ability to respond to a given situation in such a way that the conflicts and
suffering that trouble it are fully resolved. Even with a detailed
understanding of how things have come to be as they have, it is often not clear
in which direction things must move in order to meaningfully resolve the
trouble or suffering they evidence. This is especially true when the problem is
not choosing between something "good" and something "bad,"
but rather among a complex array of functionally competing "goods."
In the absence of moral clarity, even the most keenly attuned person may fail
to respond when and as needed.
This is true
because the world in which we find ourselves as sentient beings is not merely
the neatly factual world studied by physical scientists, but a world that is
irreducibly karmic or dramatic in nature. Moral clarity arises with skillful
appreciation of karma—that is, an appreciation of the meticulous consonance
between our values and intentions and the topography of our lived experience.
According to the Buddhist teaching of karma, every event is at once an outcome and an opportunity—the dramatic consequence of prior intentional
activity and an occasion for creatively revising the meaning of the situation
into which it has led us. Although the signal practice associated with moral
clarity is the making and keeping of vows, it is clear—particularly in
Mahayana Buddhist sutras—that, far from constraining relational capacity,
vows consolidate our potential for relational virtuosity. Vows mark the
realization of unwavering dramatic commitment—an unshakeable sense of direction without which dramatic or moral innovation is
effectively blind. Moral clarity is the basis of any fully sustained revision
of the meaning of our situation, redirecting it from further crisis and
conflict toward their continuous and creative resolution.
The general
Buddhist pattern of skillfully responding to trouble—be it an unanticipated
crisis or an all-too-familiar chronic difficulty—can be seen as a systematic
relinquishing of our present horizons for relevance, responsibility, and
readiness, whatever these may be. More positively phrased, it consists of
developing the kind of appreciative and contributory virtuosity needed in order
to fully accord with our situation, and respond to it as needed. In Buddhist
terms, this involves changing the heading of our situation—its dramatic
movement—from samsara to nirvana: from trouble and suffering toward their ongoing and
meaningful resolution. This is not a transition from a deplorable or troubling
state of affairs to one that is desirable and free of trouble—a transition
from a hell to a heaven. Rather, it is an active and necessarily improvised
process of continuously and skillfully reorienting the pattern of relationships
in which we find ourselves. Buddhist liberation does not mean being
free, but relating freely.
Some Specific Implications
This suggests a
major difference between a Buddhist response to terrorism and tragedy and those
that recently have dominated American public discourse especially. The
difference can be brought into clear focus by examining the relationship
between the prevailing notion that freedom involves something like doing what
we want, more or less when and as we want—that is, exerting control in the
management of our experience—and the ease with which we resort to violent
solutions to violence, both actual and threatened.
The logic of
responding to violence with violence has much in common with that of fighting
fire with fire. It is possible, for example, to stop a forest fire from
spreading by carrying out a controlled burning of all vegetation at some
encircling remove from the outer perimeter of the forest fire. If this
controlled burn is executed in a thorough and timely fashion, when the outer
perimeter of the forest fire reaches this encircling band of already burned
terrain, there will be no further fuel for it to consume. The forest fire is
effectively forced to simply burn itself out. Likewise, ending violence through
violence is feasible so long as the original source of violence can be
effectively identified and isolated, and if a controlled "burn" can
be executed—that is, if the source of violence can be prevented from drawing
in new "fuel" or recruits, arms, and weapons.
Problems with
this strategy become immediately apparent as soon as the condition in question—whether
fire or violence—can no longer be effectively contained. If there are too
many individual fires raging, perimeter burns simply hasten the speed with
which the middle ground between blazes is consumed, spawning ever-larger scale
fires in a combustive avalanche. At a certain point, fighting fire with fire
would result in planetary conflagration. If we are not yet at precisely this
point in the war on terrorism, its possibility has at least become undeniable.
Much has been
made of the "new terrorism" that has been made possible by global
telecommunications, travel, and electronic banking. It is a form of terrorism
freed from specific locality and rendered effectively global in nature. While
it is possible to contain terrorism by identifying and either imprisoning or
otherwise disabling all actual (and potential) terrorists, this cannot be done
without building what amount to prison walls around the general population as
well. That this is no imaginary danger has become sadly evident in light of the
virtual absence of outcry regarding the Bush administration's new bureau of
Homeland Security and its endorsement of a comprehensive electronic
surveillance system capable of tracking the electronically mediated activities
of every resident of the United States.
The logic of
fighting violence with violence is not itself an isolated occurrence. On the
contrary, it is a particularly visible instance of a much broader strategy for
managing our individual and communal experience through the exercise of
control. As a strategic value, control is perhaps the most widely disseminated
in human history. It lies at the core of a technological lineage that can be
traced back at least to the agricultural revolution that began several thousand
years ago in a variety of locales around the planet. For reasons that are
perhaps best described as cultural, during the fourteenth through seventeenth
centuries European branches of this lineage were grafted together with emerging
intellectual traditions in scientific thinking to create conditions under which
the value of control began a geometric rise into broad societal prominence.
This development has yielded an unprecedented capacity for controlling our
lived environment, the incidence and spread of disease, and the content of
daily experience. Not incidentally, it also made both possible and practical
the rise of democratic institutions and the erosion of hereditary status and
power. Indeed, it is arguably due in large part to the broad and rising
prominence of the value of control in Renaissance Europe that the Western
conception of freedom came to be framed in the oppositional pairing of free
will and determinism—a move that, in global historical terms, has been quite
uncommon.
As suggested by
the attempt to control fire with fire, however, there is an inherent ironic
potential in the value of control. This has gone largely unnoticed in the West,
partly because the presence of control as a background value in the critical
tool chest introduces a degree of blinding circularity into the critical
process, and partly because this process is itself played as a kind of finite
game with very clear temporal constraints and horizons of relevance, and
focused on producing determinate results. Making use of the Buddhist critical
concept of karma sheds a strikingly different light on control. Again, the
teaching of karma invites attending to the consonance between the topography of
our ongoing experience and the pattern of our own values and intentions. A
basic insight resulting from this practice is that patterns of value and
intention are in complex feedback with patterns of experience—a sort of
chicken-and-egg relationship in which neither can be claimed fully foundational
or original in the strict sense.
The karma of
control can be verbally expressed by something like the following: the better
we get at controlling our circumstances, the more we find ourselves in
situations both open to and in need of control. Continued appeal to control as
a means of managing our experience and circumstances leads to their factual
transformation in ways that are anything but trivial. The more completely we
are able to exert control—that is, to get what we want, pretty much as and
when we want it—the more highly controlled (and in need of control) our
circumstances must be. However, the most highly controlled environment is not a
paradise. It is a high-security prison. The kind of freedom implied by the
exercise of control is thus self-defeating.(12)
In addition, a
subtler alteration takes place as the ironic potential of control matures. In a
world in which change and novelty are ineradicable, the increasing exercise of
control must, at some scale, correspond with increasing ignorance of our
situation and its meaning as a whole. Control promotes experiential solipsism,
a self-justifying closed-mindedness without which it would become quite
apparent that controlling our experiential circumstances not only subjects
others to control, but us as well. Since control cannot truly be shared, its successful
exercise depends on being able to keep the playing field as much out of level
as possible and sloped to our own advantage. Alas, the steeper the slope of the
playing field, the harder it is to negotiate or exit. Control becomes not just
increasingly possible, but necessary, just to keep from falling.
Against the
immediate "goods" offered by a strategy of control, Buddhism
recommends the karmically sustainable strategy of developing appreciative and
contributory virtuosity. If appreciation is taken to mean both sympathetic
understanding and a process of increasing value, the better we get at
appreciating our situation, the more fully we will find ourselves attuned with
it and the more valuably we will find ourselves situated. The better we get at contributing
to our situation, the more we will find ourselves in a position to contribute
to it. This, however, can only be possible if we effectively have more and more
to contribute. Contribution is, in this sense, self-enriching. Moreover,
because contribution pivots on making a meaningful difference, not simply doing
anything at all under the circumstances, as contributory karma matures, we find
ourselves increasingly in a position to make a meaningful difference.
Responding to threats and acts of terrorism by going to war
against them and their perpetrators suggests that the struggle with violence
can be played as a finite game in which one side will, in some reasonably short
time, fully and conclusively win while the other just as fully and conclusively
loses. It is also to imagine that the sources of violence—highly rational and
yet utterly uncaring in the case of global terrorist activity—can be locally
contained and kept from growing without at the same time containing us and
keeping us from growing.
The challenge
of the Buddhist alternative is that it requires exercising the sort of courage
needed to more fully understand and value the perspective of the terrorist—at
least to the point of being able to contribute to their circumstances in ways
that they themselves appreciate and value. This is not a matter of giving
"the enemy" what they want. It is a matter of cutting through the
pattern among our horizons of relevance, responsibility, and readiness that
opposes them to us and leads both sides of the opposition to identify the other
as "the enemy." It is the challenge of finding truly shared common
ground.
There is no
simple prescription for how to do this. It is a process that must be
improvised, on the spot, in full awareness of all the unique specificities of
the moment. At the same time, the general principle holds that any sustainable
solution—at least from a Buddhist perspective—will enhance our shared
realization of interdependence, if not intimacy with one another. A major shortcoming
of the softer side of the public response to terrorism has been to offer, for
example, aid and assistance that is not desired and that expressly disregards
differences that truly make a difference. Such so-called contributions aim to
promote others' welfare by eliminating their differences from us. However,
helping others to become like us blatantly and shamelessly ignores the fact
our mutual opposition is rooted in the fact that they do not like us and what
we represent. No truly meaningful and sustainable solution can be based on
insisting that we are all the same or all equal. The first is a patent
falsehood and the second an appealing but inconsistently written fiction: We
are all equal—especially those of us living in the developed West or the
United States.
Any viable
solution must, in short, not only respect diversity, but also further enhance
it. Diversity consists of patterns of complexly meaningful interdependence by
means of which each member of a situation (such as an ecosystem or the global
political order) contributes to the welfare of all others. Conserving diversity
means, then, exercising the kind of creativity needed to insure that no member
of a situation is seen as being without anything valuable to offer to the
situation. Support can, and must be mutual. Taking the attitude of the
"teacher culture" or the "global peacekeeper" is to
arrogantly refuse participation in the realization of diversity. Instead, it is
to convert potentials for ongoing mutual contribution into secure but
relationally barren coexistence. From a Buddhist perspective, this is a recipe
for further and intensifying dukkha,
trouble, or suffering.
The personal
challenge of the Buddhist perspective is no less great than that posed to the
prevailing public response to terrorism. The teaching of karma suggests that
the experience of tragedy is itself part of a karmic process in which our
values and intentions play an unrelenting and active role. Although the phrase
"what goes around, comes around" has been used to popularize
something like the notion of karma, the Buddhist teaching would be rendered
better by "whatever we intentionally project comes back, again and again,
until we stop projecting it in the same way and for the same reasons." We
are not determined by our karma. Rather, we are given opportunity—again and
again, without fail—to alter how and why we do things as we do. The operation
of karma insures that we are always in a position to revise the meaning of the
events into which we find ourselves drawn. In a literal sense, there are no
such things as tragedies because there is no entirely objective set of causes
or any transcendentally scripted fate to which we are hopelessly subject. The
Buddhist cosmos is not one created at some distant moment in the past and
playing out inexorably ever since; it is being continuously co-created, moment
by dramatic moment.
For those
experiencing tragedy in association with September 11 and its aftermath, there
is little solace in entertaining the realization of such co-creativity. Even if
such a realization were to ease present suffering, it will not return the dead
among the living. Given that, it is very easy to seek and celebrate
retribution. In a world of distinct causes and effects, where events are
determined by clearly defined inputs or influences, the mechanics of blame
would mirror the structure of responsibility already present and given in the
world. However, in a world that arises through horizonless patterns of mutual
conditioning or interdependence, identifying who or what is to blame for a
particular occurrence is always an assertion of ignorance. Retribution, in the
strict sense, is not a viable Buddhist option.
Moreover,
retributive justice reflects the general strategy of exercising control over
our circumstances and over the possibility of particular experiences within
them—a strategy that in karmic terms can only result in moral bankruptcy. At
the same time, it requires us to substantially fail in living up to the full
meaning and directive of tragedy—the challenge of positively weaving into our
own lives and those of our communities the "sacrifice" of beloved
innocents as a sadly necessary bridge toward realizing a meaningful revision of
our relationships with those who have become our "opponents." The
classical tragic hero was represented as being sacrificed to the end of
restoring cosmic balance. Present day tragic heroes—thousands of them around
the world—are perhaps better seen as having been offered up to the end of
revising our situation in such a way as to realize a wholly new and sustainable
balance.
The nature of
things is such that this will not, and indeed could not, be a static
equilibrium—a solution arrived at once-and-for-all. Instead, and at best, it
can only be an appropriate and virtuosic expression of grace—a balancing of
things at once exquisite and fleeting. Such is the karma of contribution.
Intentionally responding to tragedy with virtuosity born of wisdom, attentive
mastery, and moral clarity will open further opportunity for still greater
virtuosity.
In the world of
the arts, especially the performing arts, this has been a mainstay of creative
development. The virtuoso performances of today's masters do not bring the
history of music or dance to an end. Instead, they establish new horizons for
creative mastery that it is the privilege of succeeded generations to dissolve
and extend. In the art world, the idea of a utopian masterwork—a perfect and
thus final expression of the art in question—would be greeted with skepticism
and then horror.
We would do
well to learn from this sequence. Holding up perfection as an unattainable
ideal can be rhetorically astute. It can generate intense commitment to
overcoming present limitations, to exceeding current capabilities. But the
claim that perfection could be (or worse yet, has already been) attained—that
is not only liable rhetorically to devolve into dogmatism, it is creatively
repugnant. It announces the end of striving with diligence; the eternal return
come full circle and thus full stop—the end of history and hence of meaning
as well.
We are thus
forced to reflect carefully on the nature of freedom—whether it is best
conceived as a state of affairs in which we are able to exert control over our
circumstances, managing our experience in the resolute expression of our
ultimate autonomy, or if it is best
conceived in adverbial terms as a relational quality. In a world that is as
complexly interdependent as our own, conceiving of freedom in terms of a right
to exercise autonomy has ironic consequences not unlike those of the value of
control. Universally exercised autonomy could be realized on the basis of
complete and universal agreement about how things are and should be—that is,
given the absence of any and all differences that could make (for each and any
of us) a real difference.
This, however, would be a deplorable state of affairs because
it would amount to dramatic entropy—the absence of the kinds of difference
that allow meaningful change to take place. Universal autonomy could also be
exercised if such conditions were met virtually rather than actually—that
is, if our individual choices failed to make a difference because we are all
effectively isolated from the experiential consequences of one another's choices.
Such a world is not yet realized, but its possibility is evident in the operation
of the mass media and its ability to offer highly individualized control over
experience in such a way that the asymmetry of control is virtually corrected.
The solipsism that would ensue from such control being exercised without interruption—the
vision of E.M. Forster in his prescient, 1930s novella, The Machine Stops(13) —is
finally no less deplorable than that of factually eliminating meaningful differences.
Either way, real negotiations of shared meaning and the dramatic intimacy of
deep emotions would cease.
Such, however, is the world into which we are ushering
ourselves in asserting the intelligibility of the "end of history"
described by Francis Fukuyama (14) or of
the current administration's missionary unilateralism in its declaration of a
"war on terror" and the existence of a global "axis of
evil." The alternative to such a world is to deepen our intimacy with our
situation and with one another—to increase our appreciation of differences
that matter. The cost of doing otherwise—of institutionalizing a policy of
refused interdependence—is historically evident in the national fortunes of,
for example, Myanmar and North Korea. These very different states have shared
the strategy of carefully securing their borders against "influences"
from the rest of the world. In both cases, the refusal of freely embraced and
enacted interdependence has led to a nominal independence that amounts to
forced deprivation and dependence. Although the internal resources of the
United States far exceed those of either Myanmar or North Korea, and although
it is unlikely that interchange across its borders could ever be forced into
such utter collapse as in these unabashedly authoritarian regimes, the
long-term consequences would not be fundamentally dissimilar. Functionally
closed countries, like functionally closed persons, may age—that is, they may
last. However, they will not truly grow or mature. If studies on animals reared
in social isolation are any indication, the finite game of inviolable security
ends in depression, madness, and death for communities no less than for
individuals.
Concluding Remarks
A Buddhist
alternative to prevailing responses to terror and tragedy centers on critically
evaluating—in karmic terms—whether a given pattern of response is both
skillful and sustainable. As environmental science and the study of complex
ecosystems has made undeniable, solutions that work in the short run do not
necessarily work over the long term. And as evidence from the history of
technology makes clear, even solutions that prove to be increasingly effective
often do so on the basis of producing conditions that render them increasingly
important and finally necessary. Both sets of examples confound the common
presumption that it is feasible and often both sensible and imperative to separate
our ends from the means employed in realizing them.
The Buddhist
teachings of interdependence, the three marks, and karma constitute a
systematic refutation of the presuppositions underlying the separation of ends
and means. More importantly, they afford a viable path for bringing ends and
means into ever-greater accord—reducing the gap between what is valued as
ideal and what is undertaken as actual practice. Failing to do so is to fail to
address our ignorance of the interdependence of all things: a failure to
redress the root conditions of conflict, trouble, and suffering.
At the most
general level, a Buddhist response to terror and tragedy proceeds from the
realization that all states of affairs and fixed identities are either
convenient fictions or functions of thoughtless ignorance. Any sustainable
corrective to the arising of terror and tragedy must grow out of a commitment
to revising the quality and meaning of relationships—our individual and
communal patterns of interdependence. But what specifically does this mean? What is a Buddhist answer to
presumed threat of Iraqi weapons of mass destruction? What is a Buddhist
response to the continued nuclear program of North Korea, or the rise of
anti-American sentiment in the Muslim world and widely professed sympathy there
for acts of terror against the United States?
Admissions of
co-responsibility for the conditions that have precipitated such sentiments
are, perhaps, all well and good. But what concrete steps can be taken to secure our way of life and the
lives of our children? Yes, we should not respond out of ignorance, habit formations, and craving desires. Yes,
we should cultivate wisdom,
attentive mastery, and moral clarity to insure that we respond with virtuosity
in whatever situations we find ourselves. But what use are such ethical
generalities when confronted with defiance and belligerence or with values so
far from and contrary to our own that reconciliation seems flatly impossible?
There
can be no prescriptive answers to such questions. Or rather, prescriptive
answers are possible, but they will not prove to be both skillful and
sustainable. In a world characterized by impermanence, emptiness, and
interdependence, any skillful and sustainable responses to conflict, terror,
and tragedy must take place on the ground and in real time, not in the
purposeful no-man's land of abstraction or ahead of time. In such a world, it is possible to prescriptively recommend avoiding
certain strategies for problem solving. It is possible to identify, in advance,
what will not work. But there is
no similar possibility of asserting—with certainty and concrete
specificity—what will work.
Given
this, our lack of clarity about what exactly to do begins to appear very
helpful. The realization that we are in doubt—literally, of two minds—is
simple and incontrovertible evidence that we do not know what to do. Truly
understanding this actively frees us to do instead those things about which we
have no doubts. The default position when we are in ethical straits—when we
do not know what is best, under the circumstances, as a response to a troubling
situation where competing goods are in play—is not to wait, or to deliberate
further, but to undertake more intensive training for virtuosity. Much as the
basic training for different sports or arts often bears little direct
resemblance to the final expression of athletic or aesthetic virtuosity,
training for appreciative and contributory virtuosity may seem strangely
distant from the relational dynamics of situations to which we must eventually
respond. But this does not diminish the effectiveness of such training and its
practical necessity.
The
kinds of opportunity each of us is provided for demonstrating appreciative and
contributory virtuosity will vary according to our karma. These can be very
different for the artist and the politician, for the public intellectual and
the classroom teacher, for the soldier and the religious leader. What does not
vary is that the outcome of our responses to opportunity will meticulously
reflect the values, intentions, and relational quality we bring to our
situation. The challenge, for each of us, is at all times and in all places to
relate with virtuosity. Only in liberating relationships can we truly be
present freely.
Endnotes
(1) Aung San Suu Kyi, Freedom from Fear: and other writings edited Michael Aris, New York: Penguin, 1991. Return to text.(2) See, for example, Samyutta Nikaya LVI.11, Majjhima Nikaya 141, Digha Nikaya 22.18. Return to text.(3) Samyutta Nikaya V.752-53 Return to text.(4) Samyutta Nikaya II.105 Return to text.(5) See, for example, Nagarjunas Mulamadhyamakakarika 24.14 Return to text.(6) See, for example, Digha Nikaya 16.2.5 Return to text.(7) See, for example, Sutta Nipata IV.8, IV.11, and IV.13 Return to text.(8) Dhammapada 201 Return
to text.(9) Majjhima Nikaya 139.6ff Return to text.(10)Sutta Nipata, IV.11.7 Return to text.(11) See, for example, Majjihma Nikaya 7 and 40 Return to text.(12) For a full discussion of the karma and relational effects of control-biased
technologies see Peter D. Hershock, Reinventing the Wheel: A Buddhist Response to the Information Age, Albany: SUNY Press, 1999. Return to text.(13) E. M. Forster, The Machine Stops
and Other Stories, London: Andre Deutsch, 1997. Return to
text.(14) Fukuyama, Francis. The End of
History and the Last Man, The Free Press, New York: 1992. Return
to text.